WHO WE HELP

COMPLIANCE

Eliminate problems before they ever happen.

COMPLIANT COMMUNICATION FROM DAY ONE.

We understand the financial industry’s stringent regulatory standards. So compliance teams are included from the very beginning of Fugent deployment to establish the policy framework. Our tools and templates are flexible and can be adapted to existing company standards and regulations. The goal is to eliminate problems before they ever happen.

SAFEGUARD THE COMMUNICATION PROCESS.

Our permission based system enables wholesaler-advisor communication while adhering to regulatory policies
  • CREATE CUSTOM ROLES AND ASSIGN OVER 90 FEATURE PERMISSIONS FOR COMPANY USERS
  • REQUIRE WHOLESALERS TO UTILIZE PRE-APPROVED ADVISOR FACING CONTENT SUCH AS MEETING TITLES AND DESCRIPTIONS, EMAILS, SURVEYS, ETC.
  • SET EXPIRATION DATES FOR WHITEPAPERS, VIDEOS, AND OTHER FILES
  • STORE DATA FOR A MINIMUM OF 7 YEARS
  • RECEIVE COPIES OF ALL EMAIL COMMUNICATION LOCALLY ON YOUR EMAIL SERVER
  • ADD DISCLOSURES TO ALL ADVISOR FACING COMMUNICATIONS AND AUTOMATE DISCLOSURE MANAGEMENT ON WEBSITES AND EMAIL TEMPLATES
  • DEACTIVATE MEETING PROVIDER FEATURES LIKE DESKTOP SHARING, CHAT, FILE TRANSFER, ETC.
  • LOG WHICH USERS ARE MAKING CHANGES TO APPROVED CONTENT AND WHEN THEY MADE THE CHANGE
  • CUSTOMIZE SECURITY CONTROLS LIKE PASSWORD STRENGTH, PASSWORD EXPIRATION, ETC. TO ADHERE TO INTERNAL SECURITY POLICIES

MANAGE WHO DOES WHAT.

Security goes beyond establishing rules and policies. It’s also about managing access to functionality. Fugent provides control over who uses what. Control wholesaler access to social media tools easily and effectively, or manage meeting titles and descriptions through locked-down content templates. Need help establishing how to use Fugent? We also provide compliance best practices and coaching based on our 120+ deployments in the financial services industry.

OTHER TEAMS WE HELP

SEEING IS BELIEVING.

Join the thousands of financial service wholesalers who discover new and effective ways to use Fugent every day. A brief demonstration (at your convenience) is the best way to see what’s possible.

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